Steve Orta, Director, Sales and Trading
Steve Orta has more than 10 years of financial services experience in management, trading, and sales. Before joining First Public, Steve worked for E*Trade Securities in equities, bonds, mutual funds, and options. He managed E*Trade's fixed income trading desk in New York City and Washington, D.C., and also founded a fixed income securities electronic trading solution for the company’s institutional and retail trading desk. Steve also was a mutual funds sales supervisor for Franklin Templeton.
Steve Orta holds these FINRA registrations:
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Series 4 (Registered Options Principal)
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Series 6 (Investment Contract and Variable Contract Representative)
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Series 7 (General Securities Representative)
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Series 24 (General Securities Principal)
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Series 53 (Municipal Securities Principal)
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Series 55(Equity Trader)
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Series 63 (State Securities Agent)
Other First Public Leaders
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Chris Szaniszlo – Managing Director
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William Mastrodicasa – Chief Compliance Officer